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Business Profile
Investment Securities

Investment management services often provide financial advice and investment banking services. They can also be called financial planners, brokers, or something to that effect. Because investment brokers arrange matters between buyers and sellers regarding stocks and bonds, they must be knowledgeable about these matters.

One must acquire the proper license to work within an investment or brokerage firm. This often involves some type of internship at such a firm to gain experience in the field. Backgrounds in banking, stock market exchanges, finance, business, or even marketing are helpful.

Brokers can help clients trade, invest in mutual funds, manage dividends and interest, and buy and sell shares of stocks and bonds. He or she should have extensive knowledge of the many different types of investment securities, such as equity, debt, and derivatives. They should manage asset portfolios, futures, assets, capital, and commodity exchanges. Additionally, they should also know the latest rates and industry trends going on.

Good qualities to have in this business include a tough skin to handle the ups and downs of the market, excellent communication skills, and good time management skills. Knowledge of all stock markets around the globe is extremely helpful. Some investment securities advisors work for large firms, while others work in small firms or independently.

Many large banks can advise clients on investment solutions regarding equity, foreign exchange services, and fixed income. Whether for public or private investments, financial advisors should provide comprehensive guidance to a range of clients on the best steps to navigate the complex world of investment securities.

North American Securities Administrators Assoc.
Our members can take care of all your investment security needs in any area of the nation. Contact us today for more information about the available investment and financial services near you.
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STANDARD LISTINGS:   INVESTMENT-SECURITIES IN/NEAR LUBBOCK
Sunamerica Securities
1 review: *****
5211 Brownfield Hwy, Lubbock, TX 79407
(806) 791-4748 Write review for this local business

"They told me everything i needed to know, and were very helpful! ..."
Baker Offices Write review for this local business
1501 Avenue N, Lubbock, TX 79401
(806) 741-1119  
Transamerica Occidental Life Insurance Co Write review for this local business
4622 34th St, Lubbock, TX 79410
(806) 795-9315  
Caprock Brokerage Inc Write review for this local business
4200 Boston Ave, Lubbock, TX 79413
(806) 785-2194  
Raymond James Financial Services Write review for this local business
4811 50th St, Lubbock, TX 79414
(806) 473-6206  
Caprock Securities Inc Write review for this local business
4601 50th St Ste 202, Lubbock, TX 79414
(806) 797-3513  
Star Brokerage Write review for this local business
501 E 66th St, Lubbock, TX 79404
(806) 748-5153  
Ratliff Jim Ofc Write review for this local business
4401 6th St, Lubbock, TX 79416
(806) 797-9609  
Raymond James Financial Services Write review for this local business
4010 82nd St Ste 210, Lubbock, TX 79423
(806) 687-0055  
Securities America Write review for this local business
7602 University Ave, Lubbock, TX 79423
(806) 745-8776  
Brock Barnes Write review for this local business
3223 S Loop 289 Ste 310, Lubbock, TX 79423
(806) 687-4352  
Wall Street Bro Write review for this local business
8212 Ithaca Ave Ste G, Lubbock, TX 79423
(806) 794-7300  
Arnett Brokerage Write review for this local business
4010 82nd St Ste 115, Lubbock, TX 79423
(806) 744-1477  
Jim Hollon & Associates Write review for this local business
3223 S Loop 289 Ste 410, Lubbock, TX 79423
(806) 793-7930  
Pennington Bass & Associates Write review for this local business
7818 Orlando Ave, Lubbock, TX 79423
(806) 797-8349  
Uhlmann Price Securities LLC Write review for this local business
3223 S Loop 289 Ste 312, Lubbock, TX 79423
(806) 771-0034  
Multi-Financial Securities Corporation Gaschen Joh Write review for this local business
3223 S Loop 289, Lubbock, TX 79423
(806) 792-7473  
Igo Russ-Capital Management Write review for this local business
4903 82nd St Ste 30, Lubbock, TX 79424
(806) 794-1729  
Morgan Stanley Smith Barney Write review for this local business
4401 82nd St Unit 100, Lubbock, TX 79424
(806) 698-6833  
Raymond James Financial Services Inc Write review for this local business
4415 71st St, Lubbock, TX 79424
(806) 791-4970  
Caltex Freight Brokerage Write review for this local business
5173 69th St, Lubbock, TX 79424
(806) 368-5930  
Senior Investment Services Write review for this local business
5147 69th St, Lubbock, TX 79424
(806) 687-4767  
Wolfe Mark Write review for this local business
1901 W Loop 289, Lubbock, TX 79407
(806) 792-9279  
Raymond James Financial Services Write review for this local business
801 Avenue F, Levelland, TX 79336
(806) 894-5358  
Regardless of whether you're dealing with a brokerage agent, traditional investment banker, stock management services, an online Internet business or a financial advisor, you'll likely be interested in seeing the business's physical location. That is, if they actually have one. So many people operate discount publication, research solely on the web these days. This means you'll want to pay close attention to their official website. These often provide valid information and give consumers an idea of how professional the company is. You should additionally be able to discover whether or not they're a massive business that operates worldwide, or if they merely function on a local or statewide level. In the end, so much depends on if they can assist you with your small cash loan, retirement plan, online Internet business, mutual fund CDs, margin loan, discount brokerage, traditional, management, publication, research, annuities, account, retirement, simple IRA, banking, guidance, savings bond, stock options or capital investments. A bank or investment securities professional that cannot assist you in particular is no good to you. Luckily you have numerous other options to choose from. Just be sure to make note of every business's company hours and times they can be of assistance. Finally, pay attention to how they speak with you. There's no reason for settling with a rude investment securities expert when there are others to choose from.


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